Canadian Securities Administrators release 2011 Enforcement Report

Did you know that there were more than $52 million in penalties issued to violators of Canadian securities laws in 2011? Do you know what the most commonly investigated securities violation is in Canada? Do you have any idea where to find the answers to these questions? We do. The Canadian Securities Administrators (CSA) released its 2011 Enforcement Report today. The report outlines how Canadian securities regulators are actively working to protect investors and prevent abusive conduct in the marketplace. Highlights of the 2011 Enforcement Report include: 124 concluded cases involved a total of 237 individual and 128 companies that resulted in: Fines and administrative penalties of more than $52 million Nearly $50 million in restitution, compensation and disgorgement 66 of the concluded cases involved illegal distributions, the largest category of concluded cases. 63 interim orders restricting trading and/or freezing the assets against 109 individuals and 108 companies. 126 matters commenced against a total of 231 individuals and 121 companies. 47 of the 124 concluded cases were concluded by a contested hearing before a tribunal. 31 appealed cases, an increasing number. The 2011 Enforcement Report is now available at http://er-ral.csa-acvm.ca/, on the CSA website www.securities-adminstrators.ca and on the Nova Scotia Securities Commission website. Related posts:Securities enforcement in Canada in 2010 The Canadian Securities Administrators (CSA) 2010 Enforcement Report was released...Commission issued $632,500 in administrative penalties in 2009 In its effort to protect Nova Scotian investors and capital...Canadian securities regulators caution against online investment fraud To kick-off Fraud Prevention Month in March, the Canadian Securities...New website for the Canadian Anti Fraud Centre The Canadian Anti-Fraud Centre estimates that between $10 and $30...Investor Alert, Securities Commission Investigating Seisma Oil Nova Scotia Securities Commission August 18, 2011 10:34 AM The...Share & Bookmark This Story! Bookmark on Delicious StumbleUpon Google BookmarksTip'd...

Did you know that there were more than $52 million in penalties issued to violators of Canadian securities laws in 2011? Do you know what the most commonly investigated securities violation is in Canada? Do you have any idea where to find the answers to these questions? We do. The Canadian Securities Administrators (CSA) released its 2011 Enforcement Report today. The report outlines how Canadian securities regulators are actively working to protect investors and prevent abusive conduct in the marketplace. Highlights of the 2011 Enforcement Report include: 124 concluded cases involved a total of 237 individual and 128 companies that resulted in: Fines and administrative penalties of more than $52 million Nearly $50 million in restitution, compensation and disgorgement 66 of the concluded cases involved illegal distributions, the largest category of concluded cases. 63 interim orders restricting trading and/or freezing the assets against 109 individuals and 108 companies. 126 matters commenced against a total of 231 individuals and 121 companies. 47 of the 124 concluded cases were concluded by a contested hearing before a tribunal. 31 appealed cases, an increasing number. The 2011 Enforcement Report is now available at http://er-ral.csa-acvm.ca/, on the CSA website www.securities-adminstrators.ca and on the Nova Scotia Securities Commission website. Related posts:Securities enforcement in Canada in 2010 The Canadian Securities Administrators (CSA) 2010 Enforcement Report was released…Commission issued $632,500 in administrative penalties in 2009 In its effort to protect Nova Scotian investors and capital…Canadian securities regulators caution against online investment fraud To kick-off Fraud Prevention Month in March, the Canadian Securities…New website for the Canadian Anti Fraud Centre The Canadian Anti-Fraud Centre estimates that between $10 and $30…Investor Alert, Securities Commission Investigating Seisma Oil Nova Scotia Securities Commission August 18, 2011 10:34 AM The…Share & Bookmark This Story! Bookmark on Delicious StumbleUpon Google BookmarksTip’d

Source: http://feedproxy.google.com/~r/http/wwwbeforeyouinvestca/~3/B5EjRX5v5Bg/

wordless wednesday: coming together
“In Good Taste” Wine and Beer Tasting

“In Good Taste” Wine and Beer Tasting